What is a Compliance Manager?

A Compliance Manager is responsible for day to day Compliance activities within a business, coaching and directing junior Compliance staff. In a large organisation they will be the pivot point between senior managerial Compliance strategy decisions and hands-on delivery.

What does a Compliance Manager do?

• Manages the Compliance Advisory process, ensuring that the business is well supported with advice and information on all regulatory obligations;
• Provides Compliance Support for all planned changes, improvement and projects across the business;
• Co-ordinates and submits responses to any information requests from the FCA and/or PRA;
• Supports the development of the organisation’s Risk Framework, contributing to compliance focussed governance forums and Committee structure;
• Manages and trains junior Compliance staff at Officer and Analyst level, checking their work and ensuring they have the skills and knowledge they need to succeed;
• Acts as the first point of contact for Compliance queries from staff across the business.

Are you looking for a Compliance Recruitment specialist?

Whether it’s a permanent or interim appointment, we can help you find the perfect candidate for the position. To find out more, complete the contact form below and we’ll be in touch within the next working day to discuss your opportunity further.

Why should you use us for your search?

• Our extensive network of GRC experts enables us to present your opportunity to the best talent on the market;
• Proactive head-hunting delivers the right candidate for your opportunity swiftly whilst improving the accuracy of the search;
• You’ll receive a shortlist of qualified candidates that fit your requirements. This means you won’t have to sift through handfuls of prospective candidate CVs;
• We have a database of pre-qualified, permanent and interim, GRC professionals who are ready and waiting to hear about your role.

If you our or your organisation are looking to appoint a Compliance Manager, complete the contact form below and we’ll get in touch with you within the next working day to discuss how we can help you find the best talent for your role.