Kind Consultancy
  • 3

What does Compliance Analyst / Officer do?

Compliance Analyst / Officer is a more junior Compliance role, usually reporting in to a Compliance Manager and working on ensuring a good state of compliance is maintained across the organisation, or sometimes within a specific business area of a larger company.

Compliance Analyst / Officer main duties include:

  • Escalate any issues, risks or concerns in an appropriate and timely manner
  • Providing guidance and assistance with Compliance queries from staff throughout the organisation
  • Identifying and developing business process improvements
  • Ensuring the organisation’s systems and controls are robust, support business plans and adhere to all regulatory requirements
  • Assist in the completion of regulatory returns, the maintenance of compliance policies and procedures and in designing and delivering compliance training to the business
  • Supporting the Compliance Manager in maintaining the second line of defence across all business activities
  • Carrying out horizon scanning to identify regulatory changes and best practices
  • Provide support on projects to ensure regulatory requirements are identified, understood and properly addressed
  • Deliver pragmatic guidance on interpreting and applying regulations, and on designing effective controls to ensure internal policies deliver both good customer outcomes and full regulatory compliance

Why should you use us for your search?

  • Our extensive network of GRC experts enables us to present your opportunity to the best talent on the market.
  • Proactive head-hunting delivers the right candidate for your opportunity swiftly whilst improving the accuracy of the search.
  • You’ll receive a shortlist of qualified candidates that fit your requirements. This means you won’t have to sift through handfuls of prospective candidate CVs.
  • We have a database pre-qualified, permanent and interim, GRC experts that are ready and waiting to hear about your role.

If you or your organisation is looking to appoint a Compliance Monitoring Manager, complete the contact form below and we’ll get in contact with you within two working hours to ascertain how we can help you find the best talent in the market.

  • 3