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Transaction Monitoring Analyst

Kind Consultancy is working with a succesful, growing Alternative Financial Services business which is currently seeking a Transaction Monitoring Analyst to join them in a full-time, permanent role paying up to £45,000 with a hybrid work model based out of their Birmingham office.

The Transaction Monitoring Analyst will work on a new Transaction Monitoring system, with key responsibilities including:

  • Processing and investigating transaction monitoring alerts generated by the new system.
  • Identifying potential suspicious activity, ensuring compliance with regulations and the firm’s internal processes.
  • Using transaction data to identify patterns, trends, and anomalies.
  • Sharing insights to enhance system performance and regulatory compliance
  • Providing feedback on the suitability of segments, rules, and scenarios to ensure an optimal balance between risk management and operational effectiveness, and on the suitability of AI-related alerts to ensure an optimal balance between risk management and operational effectiveness.
  • Contributing to the formation of internal service level agreements through the establishment and recording of processing times.
  • Providing feedback to design optimal user workflows

Our ideal candidate for the Transaction Monitoring Analyst opportunity:

  • Has proven experience in Transaction Monitoring within a banking or financial services environment.
  • Is familiar with ComplyAdvantage or similar AML and compliance platforms.
  • Has a strong understanding of Financial Crime regulations.
  • Has past experience in reviewing and optimising transaction monitoring rules and scenarios.
  • Has an analytical mindset with the ability to interpret complex data and identify risks.
  • Is meticulous with excellent written and verbal communication skills.
  • Is poficient in Microsoft Office Suite and relevant compliance tools.

If you’re interested in the Transaction Monitoring Analyst position, you’re based in or can commute to Birmingham and you have the skills and knowledge we’re looking for, please apply with an updated CV today.

Third Party Oversight Specialist

Kind Consultancy is working with a leading Financial Services organisation which is currently seeking a Third Party Oversight Specialist to join them in a 6 month remote contract, inside IR35 paying up to £365 per day via umbrella.

The Third Party Oversight Specialist will focus on ensuring that the organisation’s Third Party Management function meets regulatory requirements and is manging risks within the set appetite, with key responsibilities including:

  • Actively partaking in the development of the Supplier Management Framework and supporting activities.
  • Utilising knowledge of the Regulatory environment to develop the supporting processes required to underpin regulatory compliance.
  • Contributing to Third Party Management reporting.
  • Ensuring procurement policies and processes are aligned to organisational strategy and values, enabling the business to grow through contracting with third parties.
  • Encouraging and supporting third party management compliance across the bank, providing guidance and knowledge transfer to the Supplier Relationship Manager (SRM) community and internal Subject Matter Experts.
  • Supporting Supplier Relationship Managers and business areas with Third Party Management, providing guidance, challenge and reviewing inputs.
  • Providing input into reporting on third party assessments, including trend analysis and key insights.
  • Developing, supporting the management of the Third Party Management process, continually looking for ways to improve.
  • Regularly checking for regulatory changes or notifications, providing overview and potential impact of any relevant Outsourcing and Third-Party regulatory activity to key stakeholders.
  • Supporting the Assurance activities in relation to Third Party Risk Management.
  • Ensuring processes and procedures within Supplier Management comply with regulations.

Our ideal candidate for the Third Party Oversight Specialist contract:

  • Has a good knowledge of Risk Processes and SS2/21
  • Has a strong understanding of the current UK regulatory environment, especially as it relates to Third Party Risk Management
  • Demonstrates strong analytical and problem-solving skills.
  • Is highly articulate with excellent interpersonal & communication skills, the ability to influence in a collaborative manner and the confidence and credibility to present to large groups on topics relating to Third Party Management
  • Has a substantial track record of work in a regulated environment and / or with suppliers.
  • Has working knowledge of relevant Microsoft software, including Project, Visio; Excel; PowerPoint, SharePoint and Word.

If you’re interested in the Third Party Oversight Specialist contract and you have the necessary skills, knowledge and experience, please apply with an updated CV today.

Transaction Monitoring Lead

Kind Consultancy is working with a growing Alternative Financial Services business which is currently seeking a Transaction Monitoring Lead to join them in a full-time, permanent role paying up to £55,000 with a hybrid work model requiring 2 days per week in their Birmingham offices.

The Transactional Monitoring Lead will oversee transaction monitoring and customer screening functions, with key responsibilities including:

  • Managing the end-to-end transaction monitoring and batch screening processes, including alert reviews, investigations, and escalation procedures.
  • Ensuring operational output meets quality and timeliness standards, with robust controls in place.
  • Regularly validating and calibrating ongoing monitoring systems and scenarios to ensure optimal performance.
  • Analysing alert volumes, false positives, and detection thresholds to enhance system accuracy and efficiency.
  • Monitoring industry trends and regulatory updates to ensure the system reflects the latest risks and industry best practices.
  • Preparing detailed analysis and recommendations for the MLRO on system adjustments, rule changes, and emerging risks.
  • Providing reports on system performance, key metrics, and compliance trends for senior management.
  • Overseeing a team of ongoing monitoring analysts, ensuring high-quality operational output and adherence to regulatory standards.
  • Providing mentorship, training, and development opportunities to team members.
  • Collaborating with the Line 1 and Line 2 Financial Crime teams to address escalations and ensure alignment with broader Financial Crime programs.
  • Functioning as a key point of contact for regulatory reviews, audits, and internal assessments related to ongoing monitoring.
  • Ensuring procedures are up to date on at least an annual basis.
  • Identifying opportunities to enhance the efficiency and effectiveness of transaction monitoring workflows.
  • Implementing best practices for investigations, reporting, and system maintenance

Our ideal candidate for the Transaction Monitoring Lead opportunity:

  • Has experience in transaction monitoring and batch screening, ideally in a managerial role within the banking or financial services sector.
  • Possesses strong expertise in validating, calibrating, and optimising systems.
  • Is familiar with ComplyAdvantage or similar AML and compliance platforms.
  • Has a deep understanding of AML regulations and frameworks, including FATF, EU AML Directives, and equivalent.
  • Has a proven ability to oversee and manage operational teams and outputs.
  • Demonstrates excellent analytical skills with the ability to interpret data, identify patterns, and make strategic recommendations.
  • Has effective communication skills, with experience preparing reports for senior stakeholders, including MLROs.
  • Holding a relevant certification such as ACAMS, ICA, or equivalent would be highly desirable, as would experience with machine learning or advanced analytics in transaction monitoring systems.
  • Has good knowledge of regulatory requirements across multiple jurisdictions

If you’re interested in the Transaction Monitoring Lead role, you have the necessary skills, knowledge and experience, and you’re based in or can commute to Birmingham, please apply with an updated CV today.

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