Senior Compliance Officer

512 300 Kind Consultancy
  • Permanent
  • England, London
  • Salary: Competitive Annual Salary

Website KindConsultancy Kind Consultancy

National Financial Services Network

Kind Consultancy is working with a national Financial Services network that is currently seeking a Senior Compliance Officer to join their team in a remote role, featuring occasional travel across the UK.

The Senior Compliance Officer will focus on ensuring the organisation has a robust Compliance function, capable of delivering appropriate support to members, with key responsibilities including:

  • Delivering Compliance support for members, proactively and reactively
  • Supporting the maintenance of a set of Operational Compliance tools
  • Contributing to regular Compliance communications for the organisation and their website
  • Aiding in the monitoring of Minimum Standards amongst members
  • Promoting professional standards to encourage growth and sustainability
  • Supporting  e-learning training and educational tools and initiatives to contribute to a culture of continuous learning and development
  • Acting as a Subject Matter Expert on technical Compliance matters

Our ideal candidate for the Senior Compliance Officer opportunity:

  • Has substantial, demonstrable knowledge of FCA regulations and their implementation within business operations
  • Has strong training, coaching, presentation and communication skills
  • Has previous experience in evaluating regulatory requirements, conducting Compliance audits and reviews and designing documents and processes
  • Possesses a good understanding of the current UK lending environment, including the intermediary/broker market and distribution channels
  • Has a track record of successfully supporting businesses through the Compliance function
  • Previous experience of implementing regulatory requirements and of designing and delivering training would be highly desirable, as would knowledge of Information Technology (including competence tracking), PR, Social Media and Business Operations

If you’re interested in the Senior Compliance Officer opportunity and you have the skills, experience and knowledge we’re looking for, please apply with an up-to-date CV today.

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