Compliance Officer

512 300 Kind Consultancy
  • Permanent
  • England
  • Competitive annual salary
  • Salary: Competitive annual salary

Website KindConsultancy Kind Consultancy

Large Financial Services Network

Kind Consultancy is working with a large Financial Services network that is currently seeking a Compliance Officer to join them in a permanent, remote role.

Key responsibilities of the Compliance Officer will include :

  • Ensuring Member firms are up to date with audit requirements and implementing any changes required.
  • Supporting the monitoring of the ‘Minimum Standards’ across the membership.
  • Checking and auditing applications from new Members.
  • Supporting the growth and sustainability of the Membership through the promotion of professional standards.
  • Contributing to a culture of training and development through educational initiatives and support of the organisation’s training platform.
  • Acting as a Subject Matter Expert on Compliance Standards matters
  • Understanding what members require in terms of compliance support.
  • Contributing to controls and monitoring adherence to the organisation’s minimum standards by member firms.
  • Determining appropriate remedial actions and ensuring their implementation in order to maintain and raise compliance and professional standards.
  • Supporting the company’s requirements for the delivery of the compliance operation and for its future development.

Our ideal candidate for the Compliance Officer opportunity :

  • Has experience in Compliance audits and reviews
  • Has first-hand knowledge of FCA regulations and their implementation within business operations
  • Can evaluate regulatory requirements and translate them into policies and procedures
  • Has a good understanding of the intermediary/broker market and distribution channels
  • Has strong coaching, training, presentation and communication skills

If you have the skills and experience we’re looking for and you’re interested in the Compliance Officer opportunity, please apply with an updated CV today.

Upload your CV/resume or any other relevant file. Max. file size: 64 MB.

  • 0