Compliance Officer

512 300 Kind Consultancy
  • Permanent
  • West Midlands
  • £30,000
  • Salary: £30,000

Website KindConsultancy Kind Consultancy

Growing Financial Services Business

Kind Consultancy is working exclusively with a fast-growing Financial Services business that is currently seeking a Compliance Officer to join their new Governance, Risk & Compliance team. This is full time, permanent role based in their Birmingham offices, paying circa £30,000 dependent on experience.

Working closely with the Compliance Manager, the Compliance Officer will assist in all aspects of ensuring the business is fully compliant, with key responsibilities including:

  • Assisting in the development of Compliance plans, policies, procedures and systems
  • Conducting and reporting on 2nd line Compliance monitoring activity and monitoring reviews
  • Conducting and assisting in the recording, monitoring and reporting of all activities associated with Financial Crime (including AML / CTF and Fraud).
  • Checking financial promotions, marketing and non-marketing literature to ensure compliance with regulatory and statutory requirements and provide appropriate feedback and advice to relevant staff.
  • Ensuring documentation relating to Compliance systems, policies, processes and procedures is up to date at all times.
  • Preparing Management Information (MI), internal and external reports

Our ideal candidate for the Compliance Officer opportunity:

  • Has previous experience as a Compliance Officer in Financial Services or a similar role, for example, 2nd line oversight or internal audit.
  • Is able to interpret and implement regulations and legislation
  • Knowledge of FCA regulatory rules and guidance
  • Is a self-starter and problem-solver with the ability to work using their own initiative.
  • Can work collaboratively with all areas of the business and liaise with staff at all levels across the business.
  • Is an excellent communicator in writing and speech
  • Is computer literate, and a confident user of Microsoft Word, Excel and Outlook.

If you’re interested in the Compliance Officer position and you have the skills, knowledge and experience we’re looking for, please apply with an up to date CV today.

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