Compliance Administrator

400 219 Kind Consultancy

Website KindConsultancy Kind Consultancy

National Financial Services network

Kind Consultancy is working with a successful national Financial Services network which is now seeking a Compliance Administrator to join their head office in London. The Compliance Administrator will support the Compliance department in their operational activities, with key responsibilities including:

  • Pro-actively and re-actively delivering Compliance support to the network’s members
  • Maintaining Operational Compliance template documents
  • Supporting the team in internal policy reviews
  • Contributing to regular Compliance communications on behalf of the organisation and their website
  • Supporting the monitoring and review of the “Minimum Standards” across the membership
  • Responding to member queries on Compliance matters, via telephone and e-mail
  • Acting as a Subject Matter Expert on Compliance technical matters for any queries from colleagues
  • Supporting member firms on any remedial actions arising from audits

Our ideal candidate for the Compliance Administrator role:

  • Has demonstrable experience of interpreting regulatory requirements in a Commercial Finance environment and implementing those requirements within business operations
  • Has strong document and process design skills
  • Has a track record of supporting businesses through the Compliance function
  • Has a good understanding of UK lending and broker distribution channels
  • Is an analytically-minded problem-solver
  • Has well-developed communication, presentation, training and coaching skills
  • Has very strong knowledge of UK Financial Services regulation, ideally including knowledge of CONC and the FCA Handbook
  • Having experience of implementing and embedding regulatory requirements via systems and controls would be highly desirable, as would experience of competence tracking, business operations and designing, delivering and evaluating training

If you’re interested in the Compliance Administrator opportunity and you have the skills, knowledge and experience we’re looking for, please apply with an updated CV today.

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