Compliance Business Analyst

What is a Compliance Business Analyst?

A Compliance Business Analyst acts as a bridge between business units and Compliance teams, focuses on ensuring that the organization adheres to regulatory and legal requirements by analyzing and improving compliance processes. They interpret regulatory guidelines, assess current compliance practices, and work closely with compliance officers and legal teams to implement necessary changes. This role involves conducting risk assessments, developing compliance reports, and facilitating training to maintain a strong compliance framework. By identifying areas of risk and recommending process improvements, Compliance Business Analysts help safeguard the organization against regulatory violations and ensure it meets its legal obligations.

What are the responsibilities of a Compliance Business Analyst?

• Analyzing regulatory requirements to ensure the organization’s practices and policies comply with financial regulations.
• Documenting and assessing compliance processes and controls to identify areas of risk or improvement.
• Collaborating with Compliance Officers and legal teams to interpret and implement regulatory changes.
• Conducting risk assessments and audits to evaluate the effectiveness of compliance programs.
• Developing and maintaining compliance-related reports and dashboards to track adherence and identify trends.
• Facilitating training and communication on compliance policies and procedures for staff.
• Supporting the development and implementation of compliance strategies and remediation plans.
• Monitoring and reviewing compliance metrics to ensure ongoing regulatory adherence.
• Coordinating with external auditors and regulatory bodies during inspections and audits.
• Providing recommendations for process improvements to enhance compliance and mitigate risks.

Looking to hire a Compliance Business Analyst?

Whether it’s permanent or an interim appointment, we can help you find the perfect candidate for the position. To find out more, complete the contact form below and we’ll be in touch within the next working day to discuss your opportunity further.

Why work with Kind Consultancy?

• Kind has a large pre-existing network of Compliance, Risk and Financial Crimes experts, which allows us to present your vacancy to leading professionals in the sector.
• An active headhunting approach provides the best candidates for your organization and delivers more accurate searches.
• With a shortlist of pre-screened candidates selected by our specialist team, there is no need for you to sort through irrelevant or underqualified CVs.
• Kind Consultancy maintains a fast-growing database of Risk, Compliance and Financial Crimes professionals who will be eager to hear about your need in their niche.

If you want to hire an exceptional Compliance Business Analyst, complete the contact form below and we will initiate a conversation about how Kind Consultancy can help find the ideal person for your organization.