Compliance Advisory Manager

What is a Compliance Advisory Manager?

A Compliance Advisory Manager is responsible for providing guidance and advice on regulatory matters to various business units within the organization. This role involves interpreting complex financial regulations, such as those under the Dodd-Frank Act or Anti-Money Laundering (AML) laws, and advising on their impact on the company’s operations, products, and services. The Compliance Advisory Manager ensures that business strategies, new initiatives, and products comply with applicable laws while minimizing regulatory risks. They collaborate with legal, risk, and business teams, develop compliance frameworks, and offer proactive insights on regulatory changes, helping the organization navigate the evolving regulatory landscape.

What are the responsibilities of a Compliance Advisory Manager?

• Providing expert advice on regulatory requirements and compliance risks to business units and senior management.
• Assessing the impact of new regulations on the organization and advise on necessary changes to policies and procedures.
• Collaborating with various departments to ensure that business strategies align with applicable financial regulations.
• Developing and communicating compliance guidelines and best practices to support regulatory adherence across the organization.
• Working closely with legal teams to interpret complex regulatory requirements and ensure proper implementation.
• Reviewing and approving new products, services, and business initiatives to ensure they comply with relevant laws and regulations.
• Monitoring regulatory developments and provide proactive guidance to mitigate future compliance risks.
• Leading the development of compliance frameworks and strategies that support the organization’s growth while minimizing regulatory risks.
• Providing training and support to compliance teams and other employees on regulatory matters and emerging compliance issues.
• Liaising with regulators and external auditors, ensuring transparent communication and addressing any compliance concerns.

Are you looking to hire a Compliance Advisory Manager?

Whether it’s permanent or an interim appointment, we can help you find the perfect candidate for the position. To find out more, complete the contact form below and we’ll be in touch within the next working day to discuss your opportunity further.

Why work with Kind Consultancy?

• Kind has a large pre-existing network of Compliance, Risk and Financial Crimes experts, which allows us to present your vacancy to leading professionals in the sector.
• An active headhunting approach provides the best candidates for your organization and delivers more accurate searches.
• With a shortlist of pre-screened candidates selected by our specialist team, there is no need for you to sort through irrelevant or underqualified CVs.
• Kind Consultancy maintains a fast-growing database of Risk, Compliance and Financial Crimes professionals who will be eager to hear about your need in their niche.

If you want to hire an exceptional Compliance Advisory Manager, complete the contact form below and we will initiate a conversation about how Kind Consultancy can help find the ideal person for your organization.